Wade Loo - 01 Jul 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 01 Jul 2021
Net transaction value: +$18,732
SEC form: 4
Accepted by SEC: 06 Jul 2021, 16:17:30 UTC
Next SEC filing: 18 Mar 2022
Source filing: View source filing
Reporting owner signature: /s /Melanie Grace, Attorney-in-Fact for Wade Loo

Key filing fact

Wade Loo filed Form 4 for Hercules Capital, Inc. (HTGC) on 06 Jul 2021.

Key facts

This page summarizes Wade Loo's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 06 Jul 2021, 16:17.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$18,732.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Award

Transaction value: $18,732
Shares: +1,091
Change %
Price: $17.17
Shares after: 1,091
Date: 01 Jul 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 364 shares vest on October 19, 2021, 364 shares vest on February 6, 2022 and 363 shares vest on May 31, 2022..