Loo Wade - Jul 1, 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Melanie Grace, Attorney-in-Fact for Wade Loo
Stock symbol
HTGC
Transactions as of
Jul 1, 2021
Transactions value $
$18,732
Form type
4
Date filed
7/6/2021, 04:17 PM
Next filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $18.7K +1.09K $17.17 1.09K Jul 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 364 shares vest on October 19, 2021, 364 shares vest on February 6, 2022 and 363 shares vest on May 31, 2022..