Natalie G. Haag - 15 Feb 2022 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role: Executive Vice President
Signature: /s/ Kent G Townsend, under Power of Attorney
Issuer symbol: CFFN
Transactions as of: 15 Feb 2022
Net transactions value: +$6,050
Form type: 4
Filing time: 15 Feb 2022, 12:11:41 UTC
Previous filing: 14 Feb 2022
Next filing: 30 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFFN	CFFN common stock	Purchase	$6,050	+545	+3.5%	$11.10	16,335	15 Feb 2022	IRA
holding	CFFN	CFFN common stock						65,541	15 Feb 2022	Direct
holding	CFFN	CFFN common stock						3,771	15 Feb 2022	ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFFN	CFFN Phantom Stock 2019						2,784	15 Feb 2022	CFFN common stock	2,784	$13.73	Direct	F1
holding	CFFN	CFFN Phantom Stock 2020						1,828	15 Feb 2022	CFFN common stock	1,828	$12.50	Direct	F1
holding	CFFN	CFFN Phantom Stock 2021						5,211	15 Feb 2022	CFFN common stock	5,211	$11.33	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.