Natalie G. Haag - Feb 15, 2022 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G Townsend, under Power of Attorney
Stock symbol
CFFN
Transactions as of
Feb 15, 2022
Transactions value $
$6,050
Form type
4
Date filed
2/15/2022, 12:11 PM
Previous filing
Feb 14, 2022
Next filing
Sep 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $6.05K +545 +3.45% $11.10 16.3K Feb 15, 2022 IRA
holding CFFN CFFN common stock 65.5K Feb 15, 2022 Direct
holding CFFN CFFN common stock 3.77K Feb 15, 2022 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2019 2.78K Feb 15, 2022 CFFN common stock 2.78K $13.73 Direct F1
holding CFFN CFFN Phantom Stock 2020 1.83K Feb 15, 2022 CFFN common stock 1.83K $12.50 Direct F1
holding CFFN CFFN Phantom Stock 2021 5.21K Feb 15, 2022 CFFN common stock 5.21K $11.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.