Natalie G. Haag - 14 Feb 2022 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Signature
/s/ Kent G Townsend, under Power of Attorney
Issuer symbol
CFFN
Transactions as of
14 Feb 2022
Net transactions value
+$7,343
Form type
4
Filing time
14 Feb 2022, 13:57:26 UTC
Previous filing
03 Jan 2022
Next filing
15 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $7,343 +670 +1% $10.96 65,541 14 Feb 2022 Direct
holding CFFN CFFN common stock 3,771 14 Feb 2022 ESOP
holding CFFN CFFN common stock 15,790 14 Feb 2022 IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2019 2,784 14 Feb 2022 CFFN common stock 2,784 $13.73 Direct F1
holding CFFN CFFN Phantom Stock 2020 1,828 14 Feb 2022 CFFN common stock 1,828 $12.50 Direct F1
holding CFFN CFFN Phantom Stock 2021 5,211 14 Feb 2022 CFFN common stock 5,211 $11.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.