Charles P. Ferry - 10 Nov 2021 Form 4 Insider Report for DUOS TECHNOLOGIES GROUP, INC. (DUOT)

Role
Chief Executive Officer, Director
Signature
/s/ Charles P. Ferry
Issuer symbol
DUOT
Transactions as of
10 Nov 2021
Net transactions value
$0
Form type
4
Filing time
16 Nov 2021, 12:12:58 UTC
Previous filing
25 Aug 2021
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DUOT Common Stock, $0.001 par value 3,000 10 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DUOT Options to Purchase Shares of Common Stock Award $0 +100,000 $0.000000 100,000 10 Nov 2021 Common Stock 100,000 $6.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares owned by the reporting person are held in a joint account with the reporting person's spouse.
F2 The options vest over three years, with 1/3 vesting on each anniversary of the date of grant