Uday Yadav - Aug 12, 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Aug 12, 2021
Transactions value $
-$3,385,026
Form type
4
Date filed
8/13/2021, 03:23 PM
Previous filing
May 13, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale -$163K -980 -4.07% $166.83 23.1K Aug 12, 2021 Direct
transaction ETN Ordinary Shares Options Exercise $2.24M +31.2K +135.18% $71.89 54.3K Aug 12, 2021 Direct
transaction ETN Ordinary Shares Sale -$5.19M -31.2K -57.48% $166.42 23.1K Aug 12, 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $100K +1.22K +5.28% $81.96 24.3K Aug 12, 2021 Direct
transaction ETN Ordinary Shares Tax liability -$99.9K -599 -2.46% $166.70 23.7K Aug 12, 2021 Direct
transaction ETN Ordinary Shares Sale -$271K -1.62K -100% $167.17 0 Aug 12, 2021 by trustee of ESP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -31.2K -100% $0.00* 0 Aug 12, 2021 Ordinary Shares 31.2K $71.89 Direct
transaction ETN Stock Option Options Exercise $0 -1.22K -4.68% $0.00 24.8K Aug 12, 2021 Ordinary Shares 1.22K $81.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $165.88 - $166.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.