Uday Yadav - 12 Aug 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
12 Aug 2021
Net transactions value
-$3,385,026
Form type
4
Filing time
13 Aug 2021, 15:23:15 UTC
Previous filing
13 May 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale $163,493 -980 -4.1% $166.83 23,087 12 Aug 2021 Direct
transaction ETN Ordinary Shares Options Exercise $2,243,615 +31,209 +135% $71.89 54,296 12 Aug 2021 Direct
transaction ETN Ordinary Shares Sale $5,193,802 -31,209 -57% $166.42 23,087 12 Aug 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $99,991 +1,220 +5.3% $81.96 24,307 12 Aug 2021 Direct
transaction ETN Ordinary Shares Tax liability $99,853 -599 -2.5% $166.70 23,708 12 Aug 2021 Direct
transaction ETN Ordinary Shares Sale $271,484 -1,624 -100% $167.17 0 12 Aug 2021 by trustee of ESP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -31,209 -100% $0.000000* 0 12 Aug 2021 Ordinary Shares 31,209 $71.89 Direct
transaction ETN Stock Option Options Exercise $0 -1,220 -4.7% $0.000000 24,830 12 Aug 2021 Ordinary Shares 1,220 $81.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $165.88 - $166.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.