Uday Yadav - Nov 9, 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Nov 9, 2021
Transactions value $
-$4,615,533
Form type
4
Date filed
11/10/2021, 11:31 AM
Previous filing
Aug 13, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $2.04M +24.8K +104.73% $81.96 48.5K Nov 9, 2021 Direct
transaction ETN Ordinary Shares Sale -$4.33M -24.8K -51.16% $174.31 23.7K Nov 9, 2021 Direct F1
transaction ETN Ordinary Shares Options Exercise $1.99M +24.8K +104.4% $80.49 48.5K Nov 9, 2021 Direct
transaction ETN Ordinary Shares Sale -$4.31M -24.8K -51.08% $174.33 23.7K Nov 9, 2021 Direct F2
holding ETN Ordinary Shares 7 Nov 9, 2021 by trustee of ESP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -24.8K -100% $0.00* 0 Nov 9, 2021 Ordinary Shares 24.8K $81.96 Direct F4
transaction ETN Stock Option Options Exercise $0 -24.8K -66% $0.00 12.8K Nov 9, 2021 Ordinary Shares 24.8K $80.49 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.06 - $174.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.975 - $174.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 These ordinary shares are held in the Eaton Savings Plan.
F4 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F5 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.