Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALK | COMMON STOCK | Options Exercise | $0 | +3.29K | +17.46% | $0.00 | 22.1K | Nov 5, 2023 | Direct | F1 |
transaction | ALK | COMMON STOCK | Tax liability | -$43.4K | -1.29K | -5.85% | $33.56 | 20.8K | Nov 5, 2023 | Direct | F2, F3 |
holding | ALK | COMMON STOCK | 2.81K | Nov 5, 2023 | ESOP TRUST | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALK | RESTRICTED STOCK UNITS | Options Exercise | $0 | -3.29K | -100% | $0.00* | 0 | Nov 5, 2023 | COMMON STOCK | 3.29K | $0.00 | Direct | F1, F5 |
Id | Content |
---|---|
F1 | Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
F2 | The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
F3 | Includes 208 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
F4 | Common shares held in the Alaska Air Group, Inc. Employee Stock Ownership 401(K) Plan Trust. |
F5 | The RSUs disposed were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023. |