| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ALK | COMMON STOCK | 18,621 | 02 May 2023 | Direct | F1 | |||||
| holding | ALK | COMMON STOCK | 2,806 | 02 May 2023 | ESOP TRUST | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALK | RESTRICTED STOCK UNITS | Award | $0 | +7,240 | $0.000000 | 7,240 | 02 May 2023 | COMMON STOCK | 7,240 | $0.000000 | Direct | F3 | |
| transaction | ALK | RESTRICTED STOCK UNITS | Award | $0 | +3,670 | $0.000000 | 3,670 | 02 May 2023 | COMMON STOCK | 3,670 | $0.000000 | Direct | F3 | |
| transaction | ALK | RESTRICTED STOCK UNITS | Award | $0 | +18,060 | $0.000000 | 18,060 | 04 May 2023 | COMMON STOCK | 18,060 | $0.000000 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Includes 144 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| F2 | Common shares held in the Alaska Air Group, Inc. Employee Stock Ownership 401(k) Plan Trust. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |