Mark A. Smith - Nov 13, 2024 Form 4 Insider Report for NIOCORP DEVELOPMENTS LTD (NB)

Role
President & CEO, Director
Signature
/s/ Neal S. Shah, attorney-in-fact
Stock symbol
NB
Transactions as of
Nov 13, 2024
Transactions value $
$0
Form type
4
Date filed
11/13/2024, 04:30 PM
Previous filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NB Common Shares Purchase +183K +8.78% 2.27M Nov 13, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NB Common Shares Purchase Warrant (right to buy) Purchase +183K 183K Nov 13, 2024 Common Shares 183K $1.75 Direct F1, F2
transaction NB Common Shares Purchase Warrant (right to buy) Purchase +91.7K 91.7K Nov 13, 2024 Common Shares 91.7K $2.07 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable immediately on the issue date.
F2 On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
F3 Exercisable beginning six months and one day from the issue date on May 14, 2025.