Mark A. Smith - 13 Nov 2024 Form 4 Insider Report for NIOCORP DEVELOPMENTS LTD (NB)

Role
President & CEO, Director
Signature
/s/ Neal S. Shah, attorney-in-fact
Issuer symbol
NB
Transactions as of
13 Nov 2024
Net transactions value
$0
Form type
4
Filing time
13 Nov 2024, 16:30:55 UTC
Previous filing
15 Feb 2024
Next filing
23 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NB Common Shares Purchase +183,422 +8.8% 2,272,018 13 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NB Common Shares Purchase Warrant (right to buy) Purchase +183,422 183,422 13 Nov 2024 Common Shares 183,422 $1.75 Direct F1, F2
transaction NB Common Shares Purchase Warrant (right to buy) Purchase +91,711 91,711 13 Nov 2024 Common Shares 91,711 $2.07 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable immediately on the issue date.
F2 On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
F3 Exercisable beginning six months and one day from the issue date on May 14, 2025.