Anna Castner Wightman - 01 Mar 2022 Form 4/A - Amendment Insider Report for NIOCORP DEVELOPMENTS LTD (NB)

Role
Director
Signature
/s/ Anna Castner Wightman
Issuer symbol
NB
Transactions as of
01 Mar 2022
Net transactions value
-$12.34
Form type
4/A - Amendment
Filing time
22 Apr 2022, 16:00:56 UTC
Date Of Original Report
03 Mar 2022
Previous filing
17 Dec 2021
Next filing
28 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NB Common Shares Options Exercise $179,550 +300,000 +382% $0.5985 378,576 01 Mar 2022 Direct F1, F2
transaction NB Common Shares Tax liability $179,555 -201,770 -53% $0.8899 176,806 01 Mar 2022 Direct F1, F3
transaction NB Common Shares Options Exercise $74,020 +200,000 +113% $0.3701 376,806 01 Mar 2022 Direct F1, F4
transaction NB Common Shares Tax liability $74,027 -83,186 -22% $0.8899 293,620 01 Mar 2022 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment.
F2 Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022.
F3 Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022.
F4 Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022.