Kathleen Layton - Sep 10, 2023 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Legal Officer
Signature
Kathleen Layton
Stock symbol
OPRT
Transactions as of
Sep 10, 2023
Transactions value $
-$3,875
Form type
4
Date filed
9/12/2023, 04:59 PM
Previous filing
Jul 27, 2023
Next filing
Oct 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Tax liability -$3.88K -516 -1.64% $7.51 30.9K Sep 10, 2023 Direct F1
transaction OPRT Common Stock Award +36.1K +116.84% 67K Sep 10, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F2 The restricted stock units will vest over four years from September 10, 2023 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
F3 Each restricted stock unit represents the right to receive at settlement, one share of common stock.