Kathleen I. Layton - 21 Jul 2023 Form 3 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Legal Officer
Signature
Kathleen Layton
Issuer symbol
OPRT
Transactions as of
21 Jul 2023
Net transactions value
$0
Form type
3
Filing time
27 Jul 2023, 17:22:43 UTC
Next filing
12 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OPRT Common Stock 31,414 21 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OPRT Stock Option (Right to Buy) 21 Jul 2023 Stock Option (Right to Buy) 9,164 $19.00 Direct F2
holding OPRT Stock Option (Right to Buy) 21 Jul 2023 Stock Option (Right to Buy) 5,857 $21.26 Direct F3
holding OPRT Stock Option (Right to Buy) 21 Jul 2023 Stock Option (Right to Buy) 17,283 $13.26 Direct F4
holding OPRT Stock Option (Right to Buy) 21 Jul 2023 Stock Option (Right to Buy) 8,522 $19.69 Direct F5
holding OPRT Stock Option (Right to Buy) 21 Jul 2023 Stock Option (Right to Buy) 4,022 $24.86 Direct F5
holding OPRT Stock Option (Right to Buy) 21 Jul 2023 Stock Option (Right to Buy) 3,935 $25.41 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
F2 1/4 of the option vested on March 10, 2021 and 1/36 of the remaining option shares vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F3 1/4 of the option vested on March 10, 2022 and 1/36 of the remaining option shares vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F4 1/4 of the option vested on March 10, 2023 and 1/36 of the remaining option shares vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F5 The option is fully vested.