Kathleen Layton - Jul 21, 2023 Form 3 Insider Report for Oportun Financial Corp (OPRT)

Role
Chief Legal Officer
Signature
Kathleen Layton
Stock symbol
OPRT
Transactions as of
Jul 21, 2023
Transactions value $
$0
Form type
3
Date filed
7/27/2023, 05:22 PM
Next filing
Sep 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OPRT Common Stock 31.4K Jul 21, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OPRT Stock Option (Right to Buy) Jul 21, 2023 Stock Option (Right to Buy) 9.16K $19.00 Direct F2
holding OPRT Stock Option (Right to Buy) Jul 21, 2023 Stock Option (Right to Buy) 5.86K $21.26 Direct F3
holding OPRT Stock Option (Right to Buy) Jul 21, 2023 Stock Option (Right to Buy) 17.3K $13.26 Direct F4
holding OPRT Stock Option (Right to Buy) Jul 21, 2023 Stock Option (Right to Buy) 8.52K $19.69 Direct F5
holding OPRT Stock Option (Right to Buy) Jul 21, 2023 Stock Option (Right to Buy) 4.02K $24.86 Direct F5
holding OPRT Stock Option (Right to Buy) Jul 21, 2023 Stock Option (Right to Buy) 3.94K $25.41 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
F2 1/4 of the option vested on March 10, 2021 and 1/36 of the remaining option shares vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F3 1/4 of the option vested on March 10, 2022 and 1/36 of the remaining option shares vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F4 1/4 of the option vested on March 10, 2023 and 1/36 of the remaining option shares vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
F5 The option is fully vested.