Jonathan Aaron Coblentz - 25 Mar 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role: CFO & Chief Admin Officer
Signature: /s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol: OPRT
Transactions as of: 25 Mar 2022
Net transactions value: +$469,427
Form type: 4
Filing time: 29 Mar 2022, 17:24:26 UTC
Previous filing: 14 Mar 2022
Next filing: 01 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPRT	Common Stock	Gift	$0	-70,095	-59%	$0.000000	47,980	15 Mar 2022	Direct	F1
transaction	OPRT	Common Stock	Gift	$0	+70,095	+47%	$0.000000	219,518	15 Mar 2022	See footnote.	F1, F2
transaction	OPRT	Common Stock	Award		+62,218	+130%		110,198	25 Mar 2022	Direct	F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPRT	Stock Option (Right to Buy)	Award	$469,427	+35,058		$13.39	35,058	25 Mar 2022	Common Stock	35,058	$13.39	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz Revocable Trust dated 3/31/17 for which the Reporting Person is the Trustee.
F2	These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F3	1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
F4	Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F5	The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.