Jonathan Aaron Coblentz - Mar 25, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Mar 25, 2022
Transactions value $
$469,427
Form type
4
Date filed
3/29/2022, 05:24 PM
Previous filing
Mar 14, 2022
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Gift $0 -70.1K -59.36% $0.00 48K Mar 15, 2022 Direct F1
transaction OPRT Common Stock Gift $0 +70.1K +46.91% $0.00 220K Mar 15, 2022 See footnote. F1, F2
transaction OPRT Common Stock Award +62.2K +129.67% 110K Mar 25, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Award $469K +35.1K $13.39 35.1K Mar 25, 2022 Common Stock 35.1K $13.39 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz Revocable Trust dated 3/31/17 for which the Reporting Person is the Trustee.
F2 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F3 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
F4 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F5 The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.