Jonathan Aaron Coblentz - Mar 8, 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Mar 8, 2022
Transactions value $
-$391,528
Form type
4
Date filed
3/10/2022, 05:11 PM
Previous filing
Mar 7, 2022
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $26.4K +20K +39.93% $1.32* 70.1K Mar 8, 2022 Direct
transaction OPRT Common Stock Options Exercise $77.6K +58.8K +83.85% $1.32* 129K Mar 10, 2022 Direct
transaction OPRT Common Stock Tax liability -$392K -29.5K -22.91% $13.26 99.3K Mar 10, 2022 Direct F1
transaction OPRT Common Stock Options Exercise $100K +9.78K +9.84% $10.23 109K Mar 10, 2022 Direct
holding OPRT Common Stock 149K Mar 8, 2022 See footnote. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise -$26.4K -20K -25.39% $1.32* 58.8K Mar 8, 2022 Common Stock 20K $1.32 Direct F3
transaction OPRT Stock Option (Right to Buy) Options Exercise -$77.6K -58.8K -100% $1.32* 0 Mar 8, 2022 Common Stock 58.8K $1.32 Direct F3
transaction OPRT Stock Option (Right to Buy) Options Exercise -$100K -9.78K -26.88% $10.23 26.6K Mar 8, 2022 Common Stock 9.78K $10.23 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 58,770 option shares.
F2 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F3 The option is fully vested.