Jonathan Aaron Coblentz - 08 Mar 2022 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
08 Mar 2022
Net transactions value
-$391,528
Form type
4
Filing time
10 Mar 2022, 17:11:07 UTC
Previous filing
07 Mar 2022
Next filing
14 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $26,400 +20,000 +40% $1.32* 70,092 08 Mar 2022 Direct
transaction OPRT Common Stock Options Exercise $77,576 +58,770 +84% $1.32* 128,862 10 Mar 2022 Direct
transaction OPRT Common Stock Tax liability $391,528 -29,527 -23% $13.26 99,335 10 Mar 2022 Direct F1
transaction OPRT Common Stock Options Exercise $99,998 +9,775 +9.8% $10.23 109,110 10 Mar 2022 Direct
holding OPRT Common Stock 149,423 08 Mar 2022 See footnote. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise $26,400 -20,000 -25% $1.32* 58,770 08 Mar 2022 Common Stock 20,000 $1.32 Direct F3
transaction OPRT Stock Option (Right to Buy) Options Exercise $77,576 -58,770 -100% $1.32* 0 08 Mar 2022 Common Stock 58,770 $1.32 Direct F3
transaction OPRT Stock Option (Right to Buy) Options Exercise $99,998 -9,775 -27% $10.23 26,588 08 Mar 2022 Common Stock 9,775 $10.23 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 58,770 option shares.
F2 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F3 The option is fully vested.