Jonathan Aaron Coblentz - Aug 27, 2021 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Aug 27, 2021
Transactions value $
-$376,797
Form type
4
Date filed
8/31/2021, 05:52 PM
Previous filing
Aug 10, 2021
Next filing
Sep 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $2.69K +2.04K +3.32% $1.32* 63.5K Aug 27, 2021 Direct
transaction OPRT Common Stock Sale -$52K -2.04K -3.21% $25.50 61.5K Aug 27, 2021 Direct F1, F2
transaction OPRT Common Stock Options Exercise $11K +8.36K +13.6% $1.32* 69.8K Aug 30, 2021 Direct
transaction OPRT Common Stock Sale -$213K -8.36K -11.97% $25.50 61.5K Aug 30, 2021 Direct F1, F2
transaction OPRT Common Stock Options Exercise +9.23K +15.01% 70.7K Aug 30, 2021 Direct F3
transaction OPRT Common Stock Tax liability -$112K -4.49K -6.35% $24.86 66.2K Aug 30, 2021 Direct F4
holding OPRT Common Stock 120K Aug 27, 2021 See footnote. F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise -$2.69K -2.04K -1.78% $1.32* 113K Aug 27, 2021 Common Stock 2.04K $1.32 Direct F6
transaction OPRT Stock Option (Right to Buy) Options Exercise -$11K -8.36K -7.43% $1.32* 104K Aug 27, 2021 Common Stock 8.36K $1.32 Direct F6
transaction OPRT Restricted Stock Units Options Exercise $0 -9.23K -50% $0.00 9.23K Aug 30, 2021 Common Stock 9.23K Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
F2 All shares were sold at the same price.
F3 Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F4 No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F5 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F6 The option is fully vested.
F7 The restricted stock units will vest over four years from August 30, 2018 with 1/4 of the shares vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.