JONATHAN AARON COBLENTZ - 06 Aug 2021 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Joan Aristei (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
06 Aug 2021
Net transactions value
-$260,000
Form type
4
Filing time
10 Aug 2021, 17:55:12 UTC
Previous filing
03 Aug 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $13,728 +10,400 +17% $1.32* 71,871 06 Aug 2021 Direct
transaction OPRT Common Stock Sale $260,000 -10,400 -14% $25.00 61,471 06 Aug 2021 Direct F1, F2
holding OPRT Common Stock 120,054 06 Aug 2021 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise $13,728 -10,400 -8.3% $1.32* 114,570 06 Aug 2021 Common Stock 10,400 $1.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
F2 All shares were sold at the same price.
F3 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F4 The option is fully vested.