Jonathan Aaron Coblentz - Aug 6, 2021 Form 4 Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Joan Aristei (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Aug 6, 2021
Transactions value $
-$260,000
Form type
4
Date filed
8/10/2021, 05:55 PM
Previous filing
Aug 3, 2021
Next filing
Aug 31, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $13.7K +10.4K +16.92% $1.32* 71.9K Aug 6, 2021 Direct
transaction OPRT Common Stock Sale -$260K -10.4K -14.47% $25.00 61.5K Aug 6, 2021 Direct F1, F2
holding OPRT Common Stock 120K Aug 6, 2021 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise -$13.7K -10.4K -8.32% $1.32* 115K Aug 6, 2021 Common Stock 10.4K $1.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
F2 All shares were sold at the same price.
F3 These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F4 The option is fully vested.