Gregory C. Critchfield - Jun 3, 2024 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Director
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Stock symbol
SERA
Transactions as of
Jun 3, 2024
Transactions value $
$0
Form type
4
Date filed
6/5/2024, 08:35 PM
Previous filing
Mar 7, 2023
Next filing
Jun 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Other $0 +195 +0.02% $0.00 800K Jun 3, 2024 Direct F1, F2
transaction SERA Class A Common Stock Other $0 +13 +0% $0.00 800K Jun 3, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pro rata distribution from Catalyst Health Ventures, L.P., of which the Reporting Person is a non-managing member.
F2 The Reporting Person purchased 5,000 shares of Class A Common Stock pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2022 to May 31, 2023.
F3 Pro rata distribution from Catalyst Health Ventures (PF) L.P., of which the Reporting Person is a non-managing member.