Paul Kearney - 10 May 2024 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Chief Data Officer
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
10 May 2024
Net transactions value
$0
Form type
4
Filing time
14 May 2024, 19:16:26 UTC
Previous filing
10 May 2024
Next filing
15 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Award $0 +40,854 +26% $0.000000 195,687 10 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Disposed to Issuer -44,646 -100% 0 10 May 2024 Class A Common Stock 44,646 $0.8300 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a restricted stock unit ("RSU"). These RSUs vest immediately and were granted in exchange for the Reporting Person's agreement to cancel the stock options represented in Table II of this Form 4.
F2 The shares subject to this canceled option were fully vested and exercisable.