Austin Aerts - 06 Nov 2023 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Chief Financial Officer
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
06 Nov 2023
Net transactions value
$0
Form type
4
Filing time
08 Nov 2023, 16:17:34 UTC
Previous filing
07 Jun 2023
Next filing
07 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Award $0 +210,000 +3614% $0.000000 215,810 06 Nov 2023 Direct F1
transaction SERA Class A Common Stock Award $0 +125,000 +58% $0.000000 340,810 06 Nov 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the grant date, subject to the reporting person continuing to provide services to the issuer.
F2 Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over two years as follows: 1/8 of the original grant amount vests in quarterly installments for two years following the grant date, subject to the reporting person continuing to provide services to the issuer.