Paul Kearney - Apr 6, 2023 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Chief Data Officer
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Stock symbol
SERA
Transactions as of
Apr 6, 2023
Transactions value $
$18,038
Form type
4
Date filed
4/7/2023, 04:14 PM
Previous filing
Mar 7, 2023
Next filing
Nov 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Options Exercise $18K +24.1K +150.31% $0.75 40.1K Apr 6, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Options Exercise $0 -24.1K -100% $0.00* 0 Apr 6, 2023 Class A Common Stock 24.1K $0.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this option are fully vested and exercisable.