Paul Kearney - 06 Apr 2023 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Chief Data Officer
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
06 Apr 2023
Net transactions value
+$18,038
Form type
4
Filing time
07 Apr 2023, 16:14:43 UTC
Previous filing
07 Mar 2023
Next filing
08 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Options Exercise $18,038 +24,050 +150% $0.7500 40,050 06 Apr 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Options Exercise $0 -24,050 -100% $0.000000* 0 06 Apr 2023 Class A Common Stock 24,050 $0.7500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this option are fully vested and exercisable.