John J. Boniface - 04 May 2022 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
04 May 2022
Net transactions value
-$1,440
Form type
4
Filing time
04 May 2022, 18:15:12 UTC
Previous filing
03 May 2022
Next filing
10 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Options Exercise $730 +1,000 +1.3% $0.7300 80,210 04 May 2022 Direct
transaction SERA Class A Common Stock Sale $2,170 -1,000 -1.2% $2.17 79,210 04 May 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Options Exercise $0 -1,000 -21% $0.000000 3,844 04 May 2022 Class A Common Stock 1,000 $0.7300 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.30, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 The shares subject to this option are fully vested and exercisable.