Nadia Altomare - 14 Jul 2021 Form 3/A - Amendment Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Chief Commercial Officer
Signature
/s/ Nishant Dharia, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
14 Jul 2021
Net transactions value
$0
Form type
3/A - Amendment
Filing time
06 Apr 2022, 16:51:08 UTC
Date Of Original Report
14 Jul 2021
Next filing
25 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SERA Stock Option (right to buy) 14 Jul 2021 Class A Common Stock 216,450 $1.98 Direct F1
holding SERA Stock Option (right to buy) 14 Jul 2021 Class A Common Stock 88,985 $1.77 Direct F2
holding SERA Stock Option (right to buy) 14 Jul 2021 Class A Common Stock 83,720 $5.32 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date and 1/36 of the original grant amount vests in monthly installments for three years following the grant date.
F2 These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the grant date.

Remarks:

This Form 3 amendment is being filed to correct the original Form 3 filed on July 14, 2021, which included an incorrect number of shares owned by the reporting person in Table I due to an administrative error.