Sandra Aj Lawrence - 29 Nov 2021 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Director
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
29 Nov 2021
Net transactions value
$0
Form type
4
Filing time
30 Nov 2021, 15:10:57 UTC
Previous filing
29 Jun 2021
Next filing
27 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Award $0 +40,332 $0.000000 40,332 29 Nov 2021 Class A Common Stock 40,332 $10.41 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is November 29, 2021.