Paul Kearney - Nov 1, 2021 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Chief Data Officer
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Stock symbol
SERA
Transactions as of
Nov 1, 2021
Transactions value $
$0
Form type
4
Date filed
11/1/2021, 06:35 PM
Previous filing
Oct 20, 2021
Next filing
Mar 25, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Award $0 +107K $0.00 107K Nov 1, 2021 Class A Common Stock 107K $10.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date and 1/36 of the remaining amount vests in monthly installments for three years following the grant date.