| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| O'Grady Michael | Chairman and CEO, Director | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-In-Fact for Michael G. O'Grady | 04 Mar 2026 | 0001527742 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -11,129 | -16% | $143.15* | 56,897 | 01 Mar 2026 | Direct | F1, F2 | |
| holding | NTRS | Common Stock | 417,676 | 01 Mar 2026 | By Trust | F2 | |||||
| holding | NTRS | Common Stock | 6,960 | 01 Mar 2026 | By Trust fbo Child 1 | F3 | |||||
| holding | NTRS | Common Stock | 6,959 | 01 Mar 2026 | By Trust fbo Child 2 | F3 | |||||
| holding | NTRS | Common Stock | 6,960 | 01 Mar 2026 | By Trust fbo Child 3 | F3 |
| Id | Content |
|---|---|
| F1 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F2 | Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| F3 | The reporting person's spouse is trustee of this trust. |