| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMST | Common Stock | Options Exercise | +711 | +1% | 71,090 | 01 Jan 2024 | Direct | F1 | ||
| transaction | HMST | Common Stock | Tax liability | $2,843 | -276 | -0.39% | $10.30 | 70,814 | 01 Jan 2024 | Direct | F2 |
| transaction | HMST | Common Stock | Options Exercise | +487 | +0.69% | 71,301 | 01 Jan 2024 | Direct | F1 | ||
| transaction | HMST | Common Stock | Tax liability | $1,947 | -189 | -0.27% | $10.30 | 71,112 | 01 Jan 2024 | Direct | F2 |
| transaction | HMST | Common Stock | Options Exercise | +937 | +1.3% | 72,049 | 01 Jan 2024 | Direct | F1 | ||
| transaction | HMST | Common Stock | Tax liability | $3,749 | -364 | -0.51% | $10.30 | 71,685 | 01 Jan 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMST | Restricted Stock Units | Award | $0 | +8,855 | $0.000000 | 8,855 | 01 Jan 2024 | Common Stock | 8,855 | Direct | F1, F3 | ||
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -711 | -100% | $0.000000* | 0 | 01 Jan 2024 | Common Stock | 711 | Direct | F1, F4 | |
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -487 | -50% | $0.000000 | 487 | 01 Jan 2024 | Common Stock | 487 | Direct | F1, F5 | |
| transaction | HMST | Restricted Stock Units | Options Exercise | $0 | -937 | -33% | $0.000000 | 1,876 | 01 Jan 2024 | Common Stock | 937 | Direct | F1, F6 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. |
| F2 | Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. |
| F3 | On January 1, 2024, the reporting person was granted 8,855 RSUs, of which 2,951 shares vest on January 1, 2025 and 2,952 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F4 | On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F5 | On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| F6 | On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |