Godfrey B. Evans - Mar 28, 2023 Form 4 Insider Report for HomeStreet, Inc. (HMST)

Role: EVP - General Counsel
Signature: Godfrey B. Evans
Stock symbol: HMST
Transactions as of: Mar 28, 2023
Transactions value $: -$6,694
Form type: 4
Date filed: 3/30/2023, 03:09 PM
Previous filing: Jan 4, 2023
Next filing: Jan 3, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMST	Common Stock	Options Exercise	$0	+1.11K	+1.6%	$0.00	70.7K	Mar 28, 2023	Direct	F1
transaction	HMST	Common Stock	Tax liability	-$6.69K	-357	-0.5%	$18.75	70.4K	Mar 28, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMST	Restricted Stock Units	Options Exercise	$0	-1.11K	-100%	$0.00^*	0	Mar 28, 2023	Common Stock	1.11K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2	Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3	On March 28, 2020, the reporting person was granted 3,333 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.