Key facts
- This page summarizes Morgan Fields's Form 4 filing for Advanced Emissions Solutions, Inc. (ARQ).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Mar 2023, 19:01.
Morgan Fields - 23 Mar 2023 Form 4 Insider Report for Advanced Emissions Solutions, Inc. (ARQ)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- ARQ
- Reported as of
- 23 Mar 2023
- Net transaction value
- -$5,561
- SEC form
- 4
- Accepted by SEC
- 27 Mar 2023, 19:01:54 UTC
- Prior SEC filing
- 25 Mar 2022
- Next SEC filing
- 21 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Morgan Fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Morgan Fields filed Form 4 for Advanced Emissions Solutions, Inc. (ARQ) on 27 Mar 2023.
Change
- Previous filing in this sequence was filed on 25 Mar 2022.
- Current net transaction value: -$5,561.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ADES
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +26,899
- Change %
- +64%
- Price
- $0.000000
- Shares after
- 68,743
- Date
- 23 Mar 2023
- Ownership
- Direct
ADES
transaction
Common Stock
Tax liability
- Transaction value
- $5,561
- Shares
- -2,823
- Change %
- -4.1%
- Price
- $1.97
- Shares after
- 65,920
- Date
- 23 Mar 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ADES
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +26,899
- Change %
- Price
- $0.000000
- Shares after
- 26,899
- Date
- 23 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 53,798
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025.
Footnote F2
Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.