Upton Jerome T. - 02 Mar 2026 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ Jasmine E. Taylor, by power of attorney
Issuer symbol
GNW
Transactions as of
02 Mar 2026
Net transactions value
-$309,255
Form type
4
Filing time
03 Mar 2026, 16:24:08 UTC
Previous filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Upton Jerome T EVP & Chief Financial Officer C/O GENWORTH FINANCIAL, INC., 11011 WEST BROAD STREET, GLEN ALLEN /s/ Jasmine E. Taylor, by power of attorney 03 Mar 2026 0001509299

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Common Stock Options Exercise $0 +83,196 +16% $0.000000 596,943 02 Mar 2026 Direct F1
transaction GNW Common Stock Tax liability $309,255 -36,555 -6.1% $8.46 560,388 02 Mar 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Award $0 +91,429 $0.000000 91,429 02 Mar 2026 Common Stock 91,429 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis.
F2 The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026.
F3 Restricted Stock Units settle in Common Stock on a 1:1 basis.
F4 Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.