| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bluestein Scott | Chief Executive Officer | C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON | /s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein | 15 Oct 2025 | 0001505910 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | $224,298 | -13,431 | -0.59% | $16.70 | 2,244,097 | 11 Oct 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025. |