Angela Harper - Jan 1, 2022 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role: EVP, Credit Risk Officer
Signature: /s/ C. Malcolm Holland, III, by power of attorney
Stock symbol: VBTX
Transactions as of: Jan 1, 2022
Transactions value $: -$39,303
Form type: 4
Date filed: 1/4/2022, 08:24 PM
Previous filing: Jun 14, 2021
Next filing: Apr 20, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VBTX	Common Stock	Options Exercise	$0	+3.33K	+9.92%	$0.00	36.9K	Jan 1, 2022	Direct	F1
transaction	VBTX	Common Stock	Tax liability	-$39.3K	-988	-2.67%	$39.78	36K	Jan 1, 2022	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VBTX	Restricted Stock Units	Options Exercise	$0	-3.33K	-100%	$0.00^*	0	Jan 1, 2022	Common Stock	3.33K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2	The reporting person's original Form 3, and two subsequently filed Form 4s incorrectly reported 10,000 shares of Issuer common stock as owned directly through a personal IRA. As indicated in this Form 4, the reporting person holds 5,000 shares of Issuer common stock in her personal IRA.
F3	10,000 shares held in the name of Pershing LLC as custodian of the reporting person's personal IRA.
F4	In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 10,000 RSUs subject to shareholder approval. The RSUs vest in three equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.