Angela Harper - Jan 1, 2022 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Signature
/s/ C. Malcolm Holland, III, by power of attorney
Stock symbol
VBTX
Transactions as of
Jan 1, 2022
Transactions value $
-$39,303
Form type
4
Date filed
1/4/2022, 08:24 PM
Previous filing
Jun 14, 2021
Next filing
Apr 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +3.33K +9.92% $0.00 36.9K Jan 1, 2022 Direct F1
transaction VBTX Common Stock Tax liability -$39.3K -988 -2.67% $39.78 36K Jan 1, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Units Options Exercise $0 -3.33K -100% $0.00 0 Jan 1, 2022 Common Stock 3.33K Direct F1, F4

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2 The reporting person's original Form 3, and two subsequently filed Form 4s incorrectly reported 10,000 shares of Issuer common stock as owned directly through a personal IRA. As indicated in this Form 4, the reporting person holds 5,000 shares of Issuer common stock in her personal IRA.
F3 10,000 shares held in the name of Pershing LLC as custodian of the reporting person's personal IRA.
F4 In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 10,000 RSUs subject to shareholder approval. The RSUs vest in three equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.