Angela Harper - 01 Jan 2022 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role
EVP, Credit Risk Officer
Signature
/s/ C. Malcolm Holland, III, by power of attorney
Issuer symbol
VBTX
Transactions as of
01 Jan 2022
Net transactions value
-$39,303
Form type
4
Filing time
04 Jan 2022, 20:24:08 UTC
Previous filing
14 Jun 2021
Next filing
20 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +3,334 +9.9% $0.000000 36,947 01 Jan 2022 Direct F1
transaction VBTX Common Stock Tax liability $39,303 -988 -2.7% $39.78 35,959 01 Jan 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Restricted Stock Units Options Exercise $0 -3,334 -100% $0.000000* 0 01 Jan 2022 Common Stock 3,334 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
F2 The reporting person's original Form 3, and two subsequently filed Form 4s incorrectly reported 10,000 shares of Issuer common stock as owned directly through a personal IRA. As indicated in this Form 4, the reporting person holds 5,000 shares of Issuer common stock in her personal IRA.
F3 10,000 shares held in the name of Pershing LLC as custodian of the reporting person's personal IRA.
F4 In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 10,000 RSUs subject to shareholder approval. The RSUs vest in three equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.