Angela Harper - Jun 10, 2021 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role
EVP, Credit Risk Officer
Signature
/s/ C. Malcolm Holland, III, by power of attorney
Stock symbol
VBTX
Transactions as of
Jun 10, 2021
Transactions value $
-$145,608
Form type
4
Date filed
6/14/2021, 05:32 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $66.7K +4.11K +13.49% $16.21 34.6K Jun 10, 2021 Direct F1, F2
transaction VBTX Common Stock Tax liability -$86.6K -2.4K -6.92% $36.14 32.2K Jun 10, 2021 Direct F1, F2
transaction VBTX Common Stock Options Exercise $42.8K +3.02K +9.38% $14.17 35.2K Jun 10, 2021 Direct F1, F2
transaction VBTX Common Stock Tax liability -$59K -1.63K -4.63% $36.14 33.6K Jun 10, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Employee Stock Option (right to buy) Options Exercise -$66.7K -4.11K -100% $16.21 0 Jun 10, 2021 Common Stock 4.11K $16.21 Direct F3
transaction VBTX Employee Stock Option (right to buy) Options Exercise -$42.8K -3.02K -100% $14.17 0 Jun 10, 2021 Common Stock 3.02K $14.17 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person's original Form 3, and two subsequently filed Form 4s incorrectly reported 10,000 shares of Issuer common stock as owned directly through a personal IRA. As indicated in this Form 4, the reporting person holds 5,000 shares of Issuer common stock in her personal IRA.
F2 10,000 shares held in the name of Pershing LLC as custodian of the reporting person's personal IRA.
F3 The option vests in three equal annual installments beginning January 1, 2017.
F4 The option vests in three equal annual installments beginning January 1, 2016.