Terry Earley - 08 Nov 2021 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Signature
/s/ C. Malcolm Holland
Issuer symbol
VBTX
Transactions as of
08 Nov 2021
Net transactions value
-$1,959,720
Form type
4
Filing time
10 Nov 2021, 20:34:40 UTC
Previous filing
05 Nov 2021
Next filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +14,746 +29% $0.000000 65,636 08 Nov 2021 Direct
transaction VBTX Common Stock Tax liability $637,175 -14,746 -22% $43.21 50,890 08 Nov 2021 Direct
transaction VBTX Common Stock Options Exercise $0 +8,858 +17% $0.000000 59,748 09 Nov 2021 Direct
transaction VBTX Common Stock Tax liability $383,108 -8,858 -15% $43.25 50,890 09 Nov 2021 Direct
transaction VBTX Common Stock Options Exercise $0 +21,696 +43% $0.000000 72,586 10 Nov 2021 Direct
transaction VBTX Common Stock Tax liability $939,437 -21,696 -30% $43.30 50,890 10 Nov 2021 Direct
holding VBTX Common Stock 6,800 08 Nov 2021 By Terry S Early - Individual Retirement Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -14,746 -33% $0.000000 30,554 08 Nov 2021 Common Stock 14,746 $21.90 Direct
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -8,858 -29% $0.000000 21,696 09 Nov 2021 Common Stock 8,858 $21.90 Direct
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -21,696 -100% $0.000000* 0 10 Nov 2021 Common Stock 21,696 $21.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for each set of options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above.