Terry Earley - Nov 8, 2021 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role
Chief Financial Officer
Signature
/s/ C. Malcolm Holland
Stock symbol
VBTX
Transactions as of
Nov 8, 2021
Transactions value $
-$1,959,720
Form type
4
Date filed
11/10/2021, 08:34 PM
Previous filing
Nov 5, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $0 +14.7K +28.98% $0.00 65.6K Nov 8, 2021 Direct
transaction VBTX Common Stock Tax liability -$637K -14.7K -22.47% $43.21 50.9K Nov 8, 2021 Direct
transaction VBTX Common Stock Options Exercise $0 +8.86K +17.41% $0.00 59.7K Nov 9, 2021 Direct
transaction VBTX Common Stock Tax liability -$383K -8.86K -14.83% $43.25 50.9K Nov 9, 2021 Direct
transaction VBTX Common Stock Options Exercise $0 +21.7K +42.63% $0.00 72.6K Nov 10, 2021 Direct
transaction VBTX Common Stock Tax liability -$939K -21.7K -29.89% $43.30 50.9K Nov 10, 2021 Direct
holding VBTX Common Stock 6.8K Nov 8, 2021 By Terry S Early - Individual Retirement Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -14.7K -32.55% $0.00 30.6K Nov 8, 2021 Common Stock 14.7K $21.90 Direct
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -8.86K -28.99% $0.00 21.7K Nov 9, 2021 Common Stock 8.86K $21.90 Direct
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -21.7K -100% $0.00* 0 Nov 10, 2021 Common Stock 21.7K $21.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for each set of options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above.