Terry Earley - 03 Nov 2021 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Signature
/s/ C. Malcolm Holland
Issuer symbol
VBTX
Transactions as of
03 Nov 2021
Net transactions value
$0
Form type
4
Filing time
05 Nov 2021, 16:08:58 UTC
Next filing
10 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VBTX Common Stock Options Exercise $428,876 +10,000 +20% $42.89 60,890 03 Nov 2021 Direct
transaction VBTX Common Stock Tax liability $428,876 -10,000 -16% $42.89 50,890 03 Nov 2021 Direct
holding VBTX Common Stock 6,800 03 Nov 2021 By Terry S Early - Individual Retirement Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VBTX Employee Stock Option (right to buy) Options Exercise $0 -10,000 -18% $0.000000 45,300 03 Nov 2021 Common Stock 10,000 $21.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for each set of options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above.