Terry Earley - Nov 3, 2021 Form 4 Insider Report for Veritex Holdings, Inc. (VBTX)

Role: Chief Financial Officer
Signature: /s/ C. Malcolm Holland
Stock symbol: VBTX
Transactions as of: Nov 3, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/5/2021, 04:08 PM
Next filing: Nov 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	VBTX	Common Stock	Options Exercise	$429K	+10K	+19.65%	$42.89	60.9K	Nov 3, 2021	Direct
transaction	VBTX	Common Stock	Tax liability	-$429K	-10K	-16.42%	$42.89	50.9K	Nov 3, 2021	Direct
holding	VBTX	Common Stock						6.8K	Nov 3, 2021	By Terry S Early - Individual Retirement Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VBTX	Employee Stock Option (right to buy)	Options Exercise	$0	-10K	-18.08%	$0.00	45.3K	Nov 3, 2021	Common Stock	10K	$21.90	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for each set of options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above.