David McDonald - Jan 2, 2024 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Role
Director
Signature
Jessica M. Herron, by Power of Attorney
Stock symbol
NUWE
Transactions as of
Jan 2, 2024
Transactions value $
$0
Form type
4
Date filed
1/4/2024, 04:21 PM
Previous filing
Nov 1, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUWE Nonstatutory Stock Option (right to buy) Award $0 +11.4K $0.00 11.4K Jan 2, 2024 Common Stock 11.4K $0.69 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date that he was appointed to the Board of Directors (11/01/2023), so that all of the options will be vested on the one-year anniversary of the date that he was appointed to the Board of Directors.