Sean Martin - 01 Nov 2021 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role: SVP and General Counsel
Signature: /s/ Matthew Rice, as attorney in-fact for Sean Martin
Issuer symbol: BAX
Transactions as of: 01 Nov 2021
Net transactions value: -$617,689
Form type: 4
Filing time: 03 Nov 2021, 16:06:44 UTC
Previous filing: 04 Aug 2021
Next filing: 14 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BAX	Common Stock, $1 par value	Options Exercise	$1,089,016	+21,450	+51%	$50.77	63,731	01 Nov 2021	Direct	F1
transaction	BAX	Common Stock, $1 par value	Sale	$1,580,738	-19,876	-31%	$79.53	43,855	01 Nov 2021	Direct	F1, F2
transaction	BAX	Common Stock, $1 par value	Sale	$125,967	-1,574	-3.6%	$80.03	42,281	01 Nov 2021	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BAX	Stock Option (Right to Buy)	Options Exercise	$0	-21,450	-26%	$0.000000	61,749	01 Nov 2021	Common Stock, $1 par value	21,450	$50.77	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin.
F2	Price reflects weighted average sales price. Range of prices for transactions are $78.93 through $79.92. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
F3	Price reflects weighted average sales price. Range of prices for transactions are $79.94 through $80.14. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.