Sean Martin - Nov 1, 2021 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
SVP and General Counsel
Signature
/s/ Matthew Rice, as attorney in-fact for Sean Martin
Stock symbol
BAX
Transactions as of
Nov 1, 2021
Transactions value $
-$617,689
Form type
4
Date filed
11/3/2021, 04:06 PM
Previous filing
Aug 4, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $1.09M +21.5K +50.73% $50.77 63.7K Nov 1, 2021 Direct F1
transaction BAX Common Stock, $1 par value Sale -$1.58M -19.9K -31.19% $79.53 43.9K Nov 1, 2021 Direct F1, F2
transaction BAX Common Stock, $1 par value Sale -$126K -1.57K -3.59% $80.03 42.3K Nov 1, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -21.5K -25.78% $0.00 61.7K Nov 1, 2021 Common Stock, $1 par value 21.5K $50.77 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin.
F2 Price reflects weighted average sales price. Range of prices for transactions are $78.93 through $79.92. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
F3 Price reflects weighted average sales price. Range of prices for transactions are $79.94 through $80.14. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.