Sean Martin - 02 Aug 2021 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
SVP and General Counsel
Signature
/s/ Sean Martin
Issuer symbol
BAX
Transactions as of
02 Aug 2021
Net transactions value
-$524,502
Form type
4
Filing time
04 Aug 2021, 16:09:14 UTC
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $1,005,246 +19,800 +47% $50.77 61,977 02 Aug 2021 Direct F1
transaction BAX Common Stock, $1 par value Sale $1,529,748 -19,800 -32% $77.26 42,177 02 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -19,800 -19% $0.000000 83,199 02 Aug 2021 Common Stock, $1 par value 19,800 $50.77 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin.
F2 Price reflects weighted average sales price. Range of prices for transactions are $76.91 through $77.81. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.