Liqun Han - 13 May 2024 Form 4 Insider Report for Cepton, Inc.

Role: Chief Operating Officer
Signature: /s/ Liqun Han
Issuer symbol: N/A
Transactions as of: 13 May 2024
Net transactions value: $0
Form type: 4
Filing time: 14 May 2024, 17:32:41 UTC
Previous filing: 22 Aug 2023
Next filing: 21 May 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Award	$0	+180,000	+351%	$0.000000	231,284	13 May 2024	Direct	F1
holding	CPTN	Common Stock						48,984	13 May 2024	See footnote.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Issuer awarded the Reporting Person 180,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on May 20, 2025, May 20, 2026 and May 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2	The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.

Remarks:

The securities reported on this Form 4 have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock effected on September 21, 2023.