Liqun Han - Aug 21, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Stock symbol
CPTN
Transactions as of
Aug 21, 2023
Transactions value $
-$10,457
Form type
4
Date filed
8/22/2023, 06:00 PM
Previous filing
May 22, 2023
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Sale -$10.5K -18.7K -3.51% $0.56 513K Aug 21, 2023 Direct F1, F2
holding CPTN Common Stock 490K Aug 21, 2023 See footnote. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
F2 The Reporting Person disposed 18,673 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.