| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CHANG NANCY T | Director | C/O IMMIX BIOPHARMA, INC., 11400 WEST OLYMPIC BLVD., SUITE 200, LOS ANGELES | /s/ Dr. Nancy T. Chang | 11 Dec 2025 | 0001135041 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | IMMX | Common Stock | 421,940 | 21 Nov 2025 | Direct | ||||||
| holding | IMMX | Common Stock | 496,940 | 21 Nov 2025 | Held by Robinhood II, LP | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IMMX | Stock Option (Right to Buy) | Award | $0 | +39,643 | $0.000000 | 39,643 | 21 Nov 2025 | Common Stock | 39,643 | $4.33 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Dr. Nancy T. Chang is the general manager of Robinhood II, LP and may be deemed to beneficially own the securities held by Robinhood II, LP. Dr. Chang disclaims beneficial ownership of the common stock owned directly by Robinhood II, LP, except to the extent of her pecuniary interest therein. |
| F2 | The Stock Option will vest in thirty-six (36) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer and the terms of a Stock Option Agreement entered into to evidence the award. |