| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CHANG NANCY T | Director | C/O IMMIX BIOPHARMA, INC., 11400 WEST OLYMPIC BLVD., SUITE 200, LOS ANGELES | /s/ Dr. Nancy T. Chang | 17 Sep 2025 | 0001135041 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | IMMX | Common Stock | 421,940 | 08 Sep 2025 | Direct | ||||||
| holding | IMMX | Common Stock | 496,940 | 08 Sep 2025 | Held by Robinhood II, LP | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | IMMX | Non-Transferrable Warrant to Purchase Common Stock | 08 Sep 2025 | Common Stock | 316,455 | $2.00 | Direct | |||||||
| holding | IMMX | Non-Transferrable Warrant to Purchase Common Stock | 08 Sep 2025 | Common Stock | 316,455 | $2.00 | Held by Robinhood II, LP | F1 |
| Id | Content |
|---|---|
| F1 | Dr. Nancy T. Chang is the general manager of Robinhood II, LP and may be deemed to beneficially own the securities held by Robinhood II, LP. Dr. Chang disclaims beneficial ownership of the securities of common stock owned directly by Robinhood II, LP, except to the extent of her pecuniary interest therein. |