Opaleye Management Inc. - 06 Oct 2025 Form 4 Insider Report for SANUWAVE Health, Inc. (SNWV)

Role
10%+ Owner
Signature
Opaleye Management Inc., By: /s/ James Silverman, President
Issuer symbol
SNWV
Transactions as of
06 Oct 2025
Net transactions value
+$38,361
Form type
4
Filing time
09 Oct 2025, 19:09:55 UTC
Previous filing
04 Aug 2025
Next filing
15 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Opaleye Management Inc. 10%+ Owner ONE BOSTON PLACE, 26TH FLOOR, BOSTON Opaleye Management Inc., By: /s/ James Silverman, President 09 Oct 2025 0001595855

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNWV Common Stock, par value $0.001 per share Purchase $38,361 +1,267 +0.13% $30.28 966,267 06 Oct 2025 By Opaleye, L.P. F1, F2, F3, F4
holding SNWV Common Stock, par value $0.001 per share 15,000 06 Oct 2025 By Managed account F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2 Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
F3 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.75-$30.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4 Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.