John David Finley - 06 Oct 2025 Form 4 Insider Report for PALISADE BIO, INC. (PALI)

Signature
/s/ Ryker Willie, Attorney-in-Fact
Issuer symbol
PALI
Transactions as of
06 Oct 2025
Net transactions value
$0
Form type
4
Filing time
08 Oct 2025, 17:39:00 UTC
Previous filing
05 Sep 2025
Next filing
11 Feb 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Finley John David CEO, CFO, Director 1902 WRIGHT PLACE, SUITE 200, CARLSBAD /s/ Ryker Willie, Attorney-in-Fact 08 Oct 2025 0001851034

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PALI Restricted Stock Units Award $0 +9,179,400 $0.000000 9,179,400 06 Oct 2025 Common Stock 9,179,400 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, provided that, until such time as the Issuer has sufficient shares of Issuer common stock reserved under its 2021 Equity Incentive Plan to issue upon settlement of all outstanding grants thereunder, the RSUs may be settled upon vesting in cash.
F2 The RSUs shall vest with respect to 1/3rd of the shares on October 6, 2026 and quarterly thereafter over the following eight quarters, subject to the Reporting Person's continuous service to the Issuer through each such vesting date.