Ryan Mitchell Melsert - 13 Jan 2025 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: ABAT
Reported as of: 13 Jan 2025
Net transaction value: +$2,779,344
SEC form: 4
Accepted by SEC: 15 Jan 2025, 17:00:15 UTC
Prior SEC filing: 05 Dec 2024
Next SEC filing: 05 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Ryan Mitchell Melsert

Key filing fact

Ryan Mitchell Melsert filed Form 4 for AMERICAN BATTERY TECHNOLOGY Co (ABAT) on 15 Jan 2025.

Key facts

This page summarizes Ryan Mitchell Melsert's Form 4 filing for AMERICAN BATTERY TECHNOLOGY Co (ABAT).
9 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 15 Jan 2025, 17:00.

Change

Previous filing in this sequence was filed on 05 Dec 2024.
Current net transaction value: +$2,779,344.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ABAT transaction

Common Stock

Award

Transaction value: $0
Shares: +13,129
Change %: +0.81%
Price: $0.000000
Shares after: 1,642,051
Date: 13 Jan 2025
Ownership: Direct
Footnotes: F1

ABAT transaction

Common Stock

Award

Transaction value: $0
Shares: +10,937
Change %: +0.67%
Price: $0.000000
Shares after: 1,652,988
Date: 13 Jan 2025
Ownership: Direct
Footnotes: F2

ABAT transaction

Common Stock

Tax liability

Transaction value: $4,745
Shares: -2,607
Change %: -0.16%
Price: $1.82
Shares after: 1,650,381
Date: 14 Jan 2025
Ownership: Direct
Footnotes: F3

ABAT transaction

Common Stock

Tax liability

Transaction value: $16,314
Shares: -9,165
Change %: -0.56%
Price: $1.78
Shares after: 1,641,216
Date: 14 Jan 2025
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ABAT transaction Derivative

Warrants

Purchase

Transaction value: $156,266
Shares: +157,844
Change %
Price: $0.9900
Shares after: 157,844
Date: 13 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 157,844
Exercise price: $0.9900
Footnotes: F4, F5, F6

ABAT transaction Derivative

Warrants

Purchase

Transaction value: $852,958
Shares: +196,988
Change %
Price: $4.33
Shares after: 196,988
Date: 13 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 196,988
Exercise price: $4.33
Footnotes: F4, F6, F7

ABAT transaction Derivative

Warrants

Purchase

Transaction value: $856,968
Shares: +197,914
Change %
Price: $4.33
Shares after: 197,914
Date: 13 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 197,914
Exercise price: $4.33
Footnotes: F4, F6, F8

ABAT transaction Derivative

Warrants

Purchase

Transaction value: $247,658
Shares: +23,609
Change %
Price: $10.49^*
Shares after: 23,609
Date: 13 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,609
Exercise price: $10.49
Footnotes: F4, F6, F9

ABAT transaction Derivative

Warrants

Purchase

Transaction value: $686,553
Shares: +65,386
Change %
Price: $10.50^*
Shares after: 65,386
Date: 13 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 65,386
Exercise price: $10.50
Footnotes: F4, F6, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Footnote F2

Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan.

Footnote F3

Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Footnote F4

Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.

Footnote F5

The Warrants vest 1/16th quarterly, beginning October 1, 2024, and thereafter until fully vested.

Footnote F6

The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030.

Footnote F7

The Warrants vest in 10 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.

Footnote F8

The Warrants vest in 11 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.

Footnote F9

The Warrants vest in 8 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.