Ryan Mitchell Melsert - 13 Jan 2025 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Mitchell Melsert
Issuer symbol
ABAT
Transactions as of
13 Jan 2025
Net transactions value
+$2,779,344
Form type
4
Filing time
15 Jan 2025, 17:00:15 UTC
Previous filing
05 Dec 2024
Next filing
05 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +13,129 +0.81% $0.000000 1,642,051 13 Jan 2025 Direct F1
transaction ABAT Common Stock Award $0 +10,937 +0.67% $0.000000 1,652,988 13 Jan 2025 Direct F2
transaction ABAT Common Stock Tax liability $4,745 -2,607 -0.16% $1.82 1,650,381 14 Jan 2025 Direct F3
transaction ABAT Common Stock Tax liability $16,314 -9,165 -0.56% $1.78 1,641,216 14 Jan 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $156,266 +157,844 $0.9900 157,844 13 Jan 2025 Common Stock 157,844 $0.9900 Direct F4, F5, F6
transaction ABAT Warrants Purchase $852,958 +196,988 $4.33 196,988 13 Jan 2025 Common Stock 196,988 $4.33 Direct F4, F6, F7
transaction ABAT Warrants Purchase $856,968 +197,914 $4.33 197,914 13 Jan 2025 Common Stock 197,914 $4.33 Direct F4, F6, F8
transaction ABAT Warrants Purchase $247,658 +23,609 $10.49* 23,609 13 Jan 2025 Common Stock 23,609 $10.49 Direct F4, F6, F9
transaction ABAT Warrants Purchase $686,553 +65,386 $10.50* 65,386 13 Jan 2025 Common Stock 65,386 $10.50 Direct F4, F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
F2 Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F4 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.
F5 The Warrants vest 1/16th quarterly, beginning October 1, 2024, and thereafter until fully vested.
F6 The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030.
F7 The Warrants vest in 10 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.
F8 The Warrants vest in 11 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.
F9 The Warrants vest in 8 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.