Ryan Mitchell Melsert - Dec 3, 2024 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Mitchell Melsert
Stock symbol
ABAT
Transactions as of
Dec 3, 2024
Transactions value $
$604,916
Form type
4
Date filed
12/5/2024, 06:40 PM
Previous filing
Oct 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +8.78K +0.56% $0.00 1.58M Dec 5, 2024 Direct F1
transaction ABAT Common Stock Award $0 +37.5K +2.37% $0.00 1.62M Dec 5, 2024 Direct F2
transaction ABAT Common Stock Tax liability -$10.6K -12.2K -0.75% $0.87 1.61M Dec 5, 2024 Direct F3
transaction ABAT Common Stock Award $0 +21.6K +1.34% $0.00 1.63M Dec 4, 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $616K +142K $4.33* 142K Dec 3, 2024 Common Stock 142K $4.33 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
F2 Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F4 Represents the purchase of Common Stock pursuant to the Company's employee stock purchase plan.
F5 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.
F6 The Warrants initially vest one quarter (25%) immediately, and the remaining Warrants thereafter vest 1/12th quarterly on the last day of the fiscal quarter until fully vested.
F7 The Warrants expire five years after vesting, beginning December 2, 2029.