chun-hsien tsai - Nov 22, 2024 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role: CEO, PRESIDENT, CHAIRMAN, Director
Signature: /s/ Chun-Hsien Tsai
Stock symbol: AIMD
Transactions as of: Nov 22, 2024
Transactions value $: $105,355
Form type: 4
Date filed: 11/27/2024, 06:08 AM
Previous filing: Nov 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIMD	Common Stock	Award	$104K	+225K	+69.71%	$0.46	548K	Nov 26, 2024	Direct	F1, F2, F3
transaction	AIMD	Common Stock	Award	$1.84K	+4K	+1.24%	$0.46	327K	Nov 22, 2024	Direct	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIMD	RSU	Conversion of derivative security		-225K	-100%		0	Nov 26, 2024	Common Stock	225K		Direct	F1, F2, F3
transaction	AIMD	RSU	Award		+4K			4K	Nov 22, 2024	Common Stock	4K		Direct	F4
transaction	AIMD	RSU	Conversion of derivative security		-4K	-100%		0	Nov 26, 2024	Common Stock	4K		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As previously disclosed, reference is made to 116,743 RSUs granted under the Ainos, Inc. 2023 Stock Incentive Plan (the "2023 Plan") on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.
F2	As previously disclosed, reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan, adjusted to 10,000 shares giving effect to the 1 for 5 reverse share split (the "Reverse Split") on December 14, 2023, with various vesting dates. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.
F3	As previously disclosed, reference is made to 870,000 RSUs that were granted on August15,2023, adjusted to 174,000 shares giving effect to the Reverse Split , pursuant to the Company's 2023 Stock Incentive Plan, with various vesting dates. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.
F4	Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024.