chun-hsien tsai - Nov 15, 2024 Form 4 Insider Report for Ainos, Inc. (AIMD)

Signature
/s/ Chun-Hsien Tsai
Stock symbol
AIMD
Transactions as of
Nov 15, 2024
Transactions value $
$1,320
Form type
4
Date filed
11/15/2024, 05:05 PM
Previous filing
Sep 17, 2024
Next filing
Nov 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMD Common Stock Award $1.32K +3K +0.94% $0.44 323K Nov 15, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD RSU Conversion of derivative security -3K -42.86% 4K Nov 15, 2024 Common Stock 3K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reference is made to the 50,000 RSUs granted under the 2021 Stock Incentive Plan, as amended by the 2023 Stock Incentive Plan, adjusted to 10,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. Vesting dates related to the 10,000 RSUs are as follows: 1,500 shares on 5/14/23 and 11/14/23, respectively, 3,000 shares on 11/14/24 and 4,000 shares on11/14/25.