Michael Campbell - 15 Oct 2024 Form 4 Insider Report for CalEthos, Inc. (GEDC)

Signature
/s/ Michael Campbell
Issuer symbol
GEDC
Transactions as of
15 Oct 2024
Net transactions value
-$50,000
Form type
4
Filing time
22 Oct 2024, 16:58:32 UTC
Previous filing
03 Jan 2024
Next filing
12 Dec 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BUUZ Common Stock Sale $50,000 -100,000 -1.1% $0.5000 8,854,199 15 Oct 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BUUZ Warrants 3,545,801 15 Oct 2024 Common Stock 2,045,801 $0.5400 See Footnote F1
holding BUUZ Employee Stock Options 4,545,801 15 Oct 2024 Common Stock 1,000,000 $0.5400 Direct F2
holding BUUZ Board of Director Options 5,045,801 15 Oct 2024 Common Stock 500,000 $0.5400 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests.
F2 The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant, and terminating on the third anniversary of the date of grant.
F3 The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan.