Michael Campbell - Nov 28, 2023 Form 4 Insider Report for CalEthos, Inc. (BUUZ)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Michael Campbell
Stock symbol: BUUZ
Transactions as of: Nov 28, 2023
Transactions value $: $3,546
Form type: 4
Date filed: 1/3/2024, 03:26 PM
Previous filing: Nov 10, 2021
Next filing: Oct 22, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BUUZ	Common Stock						8.95M	Nov 28, 2023	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BUUZ	Warrants	Award	$2.05K	+2.05M	+136.39%	$0.00^*	3.55M	Nov 28, 2023	Common Stock	2.05M	$0.54	See Footnote	F1
transaction	BUUZ	Employee Stock Options	Award	$1K	+1M	+28.2%	$0.00^*	4.55M	Nov 28, 2023	Common Stock	1M	$0.54	Direct	F2
transaction	BUUZ	Board of Director Options	Award	$500	+500K	+11%	$0.00^*	5.05M	Nov 28, 2023	Common Stock	500K	$0.54	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests.
F2	The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant, and terminating on the third anniversary of the date of grant.
F3	The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan.