Michael Campbell - 28 Nov 2023 Form 4 Insider Report for CalEthos, Inc. (GEDC)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Michael Campbell
Issuer symbol: GEDC
Transactions as of: 28 Nov 2023
Net transactions value: +$3,546
Form type: 4
Filing time: 03 Jan 2024, 15:26:54 UTC
Previous filing: 10 Nov 2021
Next filing: 22 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BUUZ	Common Stock						8,954,199	28 Nov 2023	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BUUZ	Warrants	Award	$2,046	+2,045,801	+136%	$0.001000^*	3,545,801	28 Nov 2023	Common Stock	2,045,801	$0.5400	See Footnote	F1
transaction	BUUZ	Employee Stock Options	Award	$1,000	+1,000,000	+28%	$0.001000^*	4,545,801	28 Nov 2023	Common Stock	1,000,000	$0.5400	Direct	F2
transaction	BUUZ	Board of Director Options	Award	$500	+500,000	+11%	$0.001000^*	5,045,801	28 Nov 2023	Common Stock	500,000	$0.5400	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests.
F2	The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant, and terminating on the third anniversary of the date of grant.
F3	The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan.