Key facts
- This page summarizes Michael Johnson's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 30 Apr 2024, 18:30.
Michael Johnson - 29 Apr 2024 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- FLUX
- Reported as of
- 29 Apr 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 30 Apr 2024, 18:30:50 UTC
- Prior SEC filing
- 22 Apr 2024
- Next SEC filing
- 21 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kevin Royal, Attorney-in-fact for Michael Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Michael Johnson filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 30 Apr 2024.
Change
- Previous filing in this sequence was filed on 22 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FLUX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,526
- Change %
- +0.04%
- Price
- Shares after
- 4,339,010
- Date
- 29 Apr 2024
- Ownership
- By Esenjay Investments, LLC
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FLUX
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -1,526
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,526
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.
Footnote F2
This award was granted on April 29, 2021 subject to the terms conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested.
Footnote F3
Consists of 39,254 shares of common stock directly held by the Reporting Person and 4,299,756 indirectly held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.
SEC remarks
Exhibit 24 - Power of Attorney